Articles Posted in Unsuitablity

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Broker Ashley Charles Woodard (CRD#: 4703144), a broker in Greenville, SC is currently registered with NY Life Securities LLC (CRD#: 5167). Woodard formerly worked for Flynn Wealth Management with now-barred broker James Flynn. Silver Law Group has filed FINRA arbitration claims on behalf of clients who invested with Flynn Wealth Management. The claims are against Voya Financial and IFS Securities, which Flynn Wealth Management operated under, and which Flynn and others were registered as stock brokers.Broker Ashley Charles Woodard (CRD#: 4703144), a broker in Greenville, SC is currently registered with NY Life Securities LLC (CRD#: 5167). Woodard formerly worked for Flynn Wealth Management with now-barred broker James Flynn.

Silver Law Group has filed FINRA arbitration claims on behalf of clients who invested with Flynn Wealth Management. The claims are against Voya Financial and IFS Securities, which Flynn Wealth Management operated under, and which Flynn and others were registered as stock brokers. Continue reading

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Patrick H. Maddren

CRD#4665903

Silver Law Group is investigating Ft Lauderdale, Florida-based Westpark Capital Inc. broker Patrick H Maddren following a customer complaint alleging unauthorized trading, churning and unsuitable investment recommendations.

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Gaetano Magarelli

CRD#2227996

Silver Law Group is investigating Boca Raton, Florida-based Newbridge broker Gaetano Magarelli following multiple customer complaints alleging unsuitable investment recommendations, churning and misrepresentation

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Alexander Kibrik

CRD#5556827

Silver Law Group is investigating Former New York, New York-based Garden State Securities broker Alexander Kibrik following a customer complaint alleging unauthorized investment activity and unsuitable investment recommendations.

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Samuel B Rankin

CRD#811491

Silver Law Group is investigating Charlotte, North Caroline-based UBS Financial Services broker Samuel Rankin following a customer complaint alleging unsuitable investment recommendations.

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Leon P. Rehak

CRD#2331058

Silver Law Group is investigating Pompano Beach, Florida-based LPL Financial broker Leon Rehak, after multiple customer allegations of misrepresentation and unsuitable recommendations were received by FINRA.

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Angela M. Graham West

CRD#3004083

Silver Law Group is investigating Fort Lauderdale, Florida-based Oppenheimer & Co broker Angela West following a customer complaint alleging excessive investment activity, unsuitable investment recommendations and breach of fiduciary duty.

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William C. Gennity

CRD#4913490

Silver Law Group is investigating Staten Island, New York-based First Standard Financial Company broker Willam Gennity following a customer complaint alleging unauthorized investment activity, unsuitable investment recommendations and breach of fiduciary duty.

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