Unsuitablity

Published on: November 25, 2019

Broker Ashley Woodard, Former Employee Of Flynn Wealth Management In Greenville, SC, Subject Of 8 Disclosures

Broker Ashley Charles Woodard (CRD#: 4703144), a broker in Greenville, SC is currently registered with NY Life Securities LLC (CRD#: 5167). Woodard formerly worked for Flynn Wealth Management with now-barred broker James Flynn.

Silver Law Group has filed FINRA arbitration claims on behalf of clients who invested with Flynn Wealth Management. The claims are against Voya Financial and IFS Securities, which Flynn Wealth Management operated under, and which Flynn and others were registered as stock brokers. Continue reading

Published on: January 9, 2018

Silver Law Group is Investigating Claims Against Westpark Capital Broker Patrick Maddren for Unsuitable Investment Recommendations, Unauthorized Trading and Churning

by Silver Law Group

Patrick H. Maddren

CRD#4665903

Silver Law Group is investigating Ft Lauderdale, Florida-based Westpark Capital Inc. broker Patrick H Maddren following a customer complaint alleging unauthorized trading, churning and unsuitable investment recommendations.

Published on: January 9, 2018

Silver Law Group is Investigating Claims Against Florida-Based Newbridge Broker Gaetano Magarelli for Unsuitable Investments And Misrepresentation

by Silver Law Group

Gaetano Magarelli

CRD#2227996

Silver Law Group is investigating Boca Raton, Florida-based Newbridge broker Gaetano Magarelli following multiple customer complaints alleging unsuitable investment recommendations, churning and misrepresentation

Published on: January 9, 2018

Former New York-based Garden State Securities Broker Alexander Kibrik Under Investigation For Unsuitable Investment Recommendations and Unauthorized Trading

by Silver Law Group

Alexander Kibrik

CRD#5556827

Silver Law Group is investigating Former New York, New York-based Garden State Securities broker Alexander Kibrik following a customer complaint alleging unauthorized investment activity and unsuitable investment recommendations.

Published on: January 9, 2018

Silver Law Group is Investigating Claims Against North Carolina-based Wells Fargo Broker Samuel Rankin for Unsuitable Investments and misallocated investments

by Silver Law Group

Samuel B Rankin

CRD#811491

Silver Law Group is investigating Charlotte, North Caroline-based UBS Financial Services broker Samuel Rankin following a customer complaint alleging unsuitable investment recommendations.

Published on: January 9, 2018

Silver Law Group is Investigating Claims Against Florida-Based LPL Financial Broker Leon Rehak for Unsuitable Investments And Misrepresentation

by Silver Law Group

Leon P. Rehak

CRD#2331058

Silver Law Group is investigating Pompano Beach, Florida-based LPL Financial broker Leon Rehak, after multiple customer allegations of misrepresentation and unsuitable recommendations were received by FINRA.

Published on: January 9, 2018

Silver Law Group is Investigating Claims Against Oppenheimer & Co Broker Angela Graham West for Unsuitable Investment Recommendations and Breach Of Fiduciary Duty

by Silver Law Group

Angela M. Graham West

CRD#3004083

Silver Law Group is investigating Fort Lauderdale, Florida-based Oppenheimer & Co broker Angela West following a customer complaint alleging excessive investment activity, unsuitable investment recommendations and breach of fiduciary duty.

Published on: January 9, 2018

New York-based First Standard Financial Broker William Gennity Under Investigation For Unsuitable Investment Recommendations, Breach of Fiduciary Duty and Unauthorized Trading

by Silver Law Group

William C. Gennity

CRD#4913490

Silver Law Group is investigating Staten Island, New York-based First Standard Financial Company broker Willam Gennity following a customer complaint alleging unauthorized investment activity, unsuitable investment recommendations and breach of fiduciary duty.