video-02.png Scott Silver is the co-chairman of the Securities and Investment Fraud Group of the American Trial Lawyer's Association.
Published on:

Casey T. Rodriguez

CRD#4870499

Silver Law Group is investigating former Farmingdale, New York-based Active Capital broker Casey T. Rodriguez, after customer allegations of misrepresentation, unsuitable recommendations and churning where received by FINRA. Later in 2017, he was suspended for his failure to respond to an official request for information.

Published on:

Samuel B Rankin

CRD#811491

Silver Law Group is investigating Charlotte, North Caroline-based UBS Financial Services broker Samuel Rankin following a customer complaint alleging unsuitable investment recommendations.

Published on:

Leon P. Rehak

CRD#2331058

Silver Law Group is investigating Pompano Beach, Florida-based LPL Financial broker Leon Rehak, after multiple customer allegations of misrepresentation and unsuitable recommendations were received by FINRA.

Published on:

Angela M. Graham West

CRD#3004083

Silver Law Group is investigating Fort Lauderdale, Florida-based Oppenheimer & Co broker Angela West following a customer complaint alleging excessive investment activity, unsuitable investment recommendations and breach of fiduciary duty.

Published on:

William C. Gennity

CRD#4913490

Silver Law Group is investigating Staten Island, New York-based First Standard Financial Company broker Willam Gennity following a customer complaint alleging unauthorized investment activity, unsuitable investment recommendations and breach of fiduciary duty.

Published on:

Timothy D. Ballard

CRD#1073181

Silver Law Group is investigating former Livermore, California-based Securities America broker Timothy D. Ballard after FINRA indefinitely suspended him following his failure to respond to a FINRA request for information.

Published on:

Matthew D. Webster

CRD#4913490

Silver Law Group is investigating Former Syracuse, New York-based Wells Fargo broker Matthew Webster following a customer complaint alleging unauthorized investment activity and unsuitable investment recommendations.

Published on:

Silver Law Group won an award against former FINRA-registered broker Curtis D. Milakovich for unsuitable recommendations, churning, and acting as an unregistered investment advisor.

FINRA Renders Award Through Arbitration

On December 22, 2017, a FINRA arbitration panel awarded Silver Law Group’s clients $164,000 in compensatory damages after the arbitration panel found that Milakovich was liable for unsuitable recommendations, breach of fiduciary duty, negligence, and churning.

Published on:

Silver Law Group is investigating Melville, New York-based SW Financial (CRD# 145012) broker James W. Flower (CRD# 2817701) after FINRA suspended him.

FINRA Suspends Flower

According to Flower’s FINRA BrokerCheck report, FINRA barred Flower after the regulatory organization found that Flower unsuitably recommended an exchange-traded note (“ETN”).

Contact Us

Free Consultation (800) 975-4345